Registered Investment Advisors (RIAs)

Our clients (licensed instructors) are investment advisors who specialize in offering their clients a fiduciary level of service.

All of our clients hold SEC or FINRA licenses (Series 7, 65/66) and most hold professional credentials such as Certified Public Accountant (CPA), CERTIFIED FINANCIAL PLANNER™ (CFP®), Chartered Financial Consultant® (ChFC®​), or Chartered Financial Analyst® (CFA®), among others.

Another thing all our clients have in common is that they are proactively seeking to grow their practices through financial education.   

Programs and Services

Licensing & Training

Investment advisors seeking to teach FMT courses must first obtain an instructor's license to utilize our financial education programs.

Instructors will receive access to our online FMT Instructor Portal, as well as training and support on how to partner with educational venues, how to teach the course and how to make the transition from instructor to advisor. 

Compliance-Reviewed Materials

Advisors are provided with all the materials they need to teach course: PowerPoint slides, Instructor's Reference Notes (IRN), attendee workbooks and attendee evaluation forms. 

Our course materials are reviewed by FINRA and approved by compliance departments on a regular basis before being released to instructors or the public. 

Event Marketing & RSVP Service

FMT Solutions provides compliance-reviewed "turnkey" marketing services that attract the appropriate attendees for each course. 

​Marketing campaigns include direct mail brochures, digital landing pages, QR codes, shareable links, embedded website code, online registration and a full-service RSVP system (phone, mail, online).